-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SOVCCHjDelAjJcROFVuK/ce2Xnl4DGAnHm+QxcPwYDcycF2hksKE0XXlV7d8t9X9 VLiSfLaOgikVTKXnoTuxUw== 0000899733-04-000004.txt : 20040130 0000899733-04-000004.hdr.sgml : 20040130 20040130162213 ACCESSION NUMBER: 0000899733-04-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040130 GROUP MEMBERS: ED BORGATO GROUP MEMBERS: JAVELIN CAPITAL LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHEROKEE INC CENTRAL INDEX KEY: 0000844161 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330] IRS NUMBER: 954182437 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41754 FILM NUMBER: 04556234 BUSINESS ADDRESS: STREET 1: 6835 VALJEAN AVE CITY: VAN NUYS STATE: CA ZIP: 91406-4713 BUSINESS PHONE: 8189511002 MAIL ADDRESS: STREET 1: 6835 VALJEAN AVE CITY: VAN NUYS STATE: CA ZIP: 91406-4713 FORMER COMPANY: FORMER CONFORMED NAME: GREEN ACQUISITION CO DATE OF NAME CHANGE: 19900814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAVELIN CAPITAL LLC CENTRAL INDEX KEY: 0001268073 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7674 W LAKE MEAD BLVD STREET 2: STE 230 CITY: LAS VEGAS STATE: NV ZIP: 89128 BUSINESS PHONE: 7029441061 MAIL ADDRESS: STREET 1: 7674 W LAKE MEAD BLVD STREET 2: STE 230 CITY: LAS VEGAS STATE: NV ZIP: 89128 SC 13G/A 1 schedule13ga1.htm SCHEDULE 13G/A1 Schedule 13G/A1

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)

 

Cherokee Inc.
(Name of Issuer)

Common Stock, par value $0.01 per share
(Title of Class of Securities)

16444H102
(CUSIP Number)

 

December 31, 2003
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ] Rule 13d-1(b)

[X] Rule 13d-1(c)

[ ] Rule 13d-1(d)

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. 16444H102

 

 

1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

Javelin Capital LLC

 

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)   [   ]
(b)   [X]

 

 

3. SEC Use Only

 

 

4. Citizenship or Place of Organization

Nevada

 

Number of

Units

Beneficially

Owned by

Each

Reporting

Person With

5. Sole Voting Power

 

6. Shared Voting Power

 

7. Sole Dispositive Power

 

8. Shared Dispositive Power

551,579

 

N/A

 

551,579

 

N/A

9. Aggregate Amount Beneficially Owned by Each Reporting Person

551,579

 

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]

 

11. Percent of Class Represented by Amount in Row (9)

6.4%

 

12. Type of Reporting Person (See Instructions)

OO *
* The reporting person is a limited liability company.

 

CUSIP No. 16444H102

 

1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

Ed Borgato

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)   [   ]
(b)   [X]

 

3. SEC Use Only

 

4. Citizenship or Place of Organization

United States

 

Number of

Units

Beneficially

Owned by

Each

Reporting

Person With

5. Sole Voting Power

 

6. Shared Voting Power

 

7. Sole Dispositive Power

 

8. Shared Dispositive Power

2,000

 

N/A

 

2,000

 

N/A

9. Aggregate Amount Beneficially Owned by Each Reporting Person

2,000

 

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]

 

11. Percent of Class Represented by Amount in Row (9)

less than 1%

 

12. Type of Reporting Person (See Instructions)

IN

 

Item 1.

(a)  Name of Issuer:
Cherokee Inc.

(b)  Address of Issuer’s Principal Executive Offices:
6835 Valjean Avenue, Van Nuys, CA 91406

 

Item 2.

(a)  Name of Persons Filing:
Javelin Capital LLC
Ed Borgato

(b)  Address of Principal Business Office:
7674 W. Lake Mead Blvd., Suite 230, Las Vegas, NV 89128

(c)  Citizenship:
Nevada
United States of America

(d)  Title of Class of Securities:
Common Stock, par value $0.02 per share

(e)  CUSIP Number:
16444H102

Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

N/A

(a)  [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)  [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)  [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)  [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e)  [ ] An investment adviser in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(E);

(f)  [ ] An employee benefit plan or endowment fund in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(F);

(g)  [ ] A parent holding company or control person in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(G);

(h)  [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)  [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)  [ ] Group, in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(J).

       

Item 4. Ownership.

      Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)  Amount beneficially owned:
Javelin Capital LLC:551,579 shares
Ed Borgato:2,000 shares

(b)  Percent of class:
Javelin Capital LLC:6.4%
Ed Borgato:less than 1%

(c)  Number of shares as to which the person has:

      1. Sole power to vote or to direct the vote:
        Javelin Capital LLC:  551,579 shares
        Ed Borgato:  2,000 shares
      2. Shared power to vote or to direct the vote:N/A
      3. Sole power to dispose or to direct the disposition of:
        Javelin Capital LLC:  551,579 shares
        Ed Borgato:  2,000 shares
      4. Shared power to dispose or to direct the disposition of:  N/A

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

Item 8. Identification and Classification of Members of the Group

Not applicable.

Item 9. Notice of Dissolution of Group

Not applicable.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

JAVELIN CAPITAL LLC
Date: January 21, 2004 By: /s/ Thomas C. Barrow
Name: Thomas C. Barrow
Title: Member
Date: January 21, 2004 /s/ Ed Borgato
Ed Borgato

 

Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)

EX-1 3 exhibit1.htm EXHIBIT 1 Exhibit 1

Exhibit 1

 

JOINT FILING AGREEMENT

The undersigned hereby agree that this Amendment No. 1 to Schedule 13G with respect to the Common Stock of Cherokee Inc., dated January 21, 2004 is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

 

JAVELIN CAPITAL LLC
 
By: /s/ Thomas C. Barrow
Name: Thomas C. Barrow
Title: Member
/s/ Ed Borgato
Ed Borgato
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